SEC Adopts Amendments to Update Definitions of Small Entity for Investment Companies and Investment Advisers

Washington, D.C.–(Newsfile Corp. – November 4, 2026) – The Securities and Exchange Commission today adopted amendments to the rules that define which registered investment companies, investment advisers, and business development companies qualify as small entities for purposes of the Regulatory Flexibility Act (RFA).The Commission has a longstanding commitment to understanding and addressing the concerns of small entities. The adopted amendments recognize the substantial growth in the…